Step 1 | Investment Advisory Agreement
Complete the Investment Advisory Agreement below and submit completed agreements to forms@newedgeadvisors.com.
Step 2 | Fidelity New Account Paperwork
For the most recent version of the Fidelity new account paperwork, please visit the Wealthscape Forms Library and submit forms via Wealthscape Document Submission Tool.
Please Note:
No trading or billing can take place in the account until NewEdge Advisors has received the Investment Advisory Agreement In Good Order (IGO) and provided final approval.
Step 3 | Client Disclosure Documents
The following client disclosure documents must be provided to all advisory clients during the account opening process in conjunction with the Investment Advisory Agreement.
When provided along with other documents, Form CRS must be the first document the client sees and provided in the following manner:
- When providing hard copy, Form CRS must be the cover page
- When providing via attachments in an email with other documents, Form CRS must be arranged as the first document the client sees
For more information, please view Compliance Bulletin 2020-5
- Form ADV Part 2A – Firm Brochure
- Part 2A Appendix 1 of Form ADV – Wrap Fee Program Brochure
- Form ADV Part 2B – Brochure Supplement (IAR Specific Brochure)
If you don’t have a copy of your ADV Part 2B, please contact the NewEdge Compliance team at (5877) 832-6632 | Option 3. - Privacy Policies
